DR Law Associates works on providing a comprehensive range of securities advisory services to SEBI intermediaries such as Private Equity Players, Fund Houses, and Stock Brokers. Also, we provide our services to investors and listed companies on securities advisory matters.
Our solutions help the investors, companies, and intermediaries in dealing with complex matters that arise because of the regulatory actions of SEBI. We have handled thousands of transactions so far and provided proven solutions to matters concerning securities. Our expert team assists professional bodies and listed entities in internal mandatory codes and compliance with trading regulations.
We assist in vetting the contracts of market intermediaries and advice on varied aspects such as minimum shareholding requirements, matters concerning promoter shareholding, and many others. We structure corporate transactions from the point of view of securities laws including insider trading regulations, fraudulent trading, takeover regulations, listing regulations, and many more.
Our attorneys have successfully advised and counseled several intermediaries of the stock market including stock brokers, foreign portfolio investors, investment advisors, and many others, and helped them to understand & proceed with the desired framework set by a regulatory authority. Also, we have handled the cases of fraud, getting registration for various parties, procuring licenses, etc.